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Embedded Compliance as risk mitigation factor

22. September 2022
18:00 - 20:30
Resident Zürich
Kreuzstrasse 24
8008 Zürich
Swiss Risk Association
is a non-profit organisation and open forum for risk management. Through events, discussions and knowledge transfer, the SRA strengthens Switzerland's position as a financial competence centre.
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Manual compliance tasks such as issuing text-based policies, offering compliance training, and conducting post-activity controls are still key aspects of many compliance risk frameworks in the financial industry.

Embedded compliance checks help to overcome these manual and error-prone compliance tasks.

In this event you will learn

What is the concept of embedded compliance?
How can financial institutions stay compliant?
Which use cases can we learn from?

Referenten

Dr. Nadine Wachter
Head Global Market Access, Credit Suisse
Speaker
Ralf Huber
Co-Founder, APIAX
Speaker

Programm

18:00 - 20:30

Agenda

18:00 Opening (Sandro Schmid)
18:10 Concept of embedded compliance (Ralf Huber)
18:35 Use case demonstrations (Dr. Nadine Wachter)
19:00 Q&A
19:30 Networking drinks (all)
20:30 End

Ticketpreise

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