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Embedded Compliance as risk mitigation factor
22. September 2022
18:00 - 20:30
is a non-profit organisation and open forum for risk management. Through events, discussions and knowledge transfer, the SRA strengthens Switzerland's position as a financial competence centre.
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Manual compliance tasks such as issuing text-based policies, offering compliance training, and conducting post-activity controls are still key aspects of many compliance risk frameworks in the financial industry.
Embedded compliance checks help to overcome these manual and error-prone compliance tasks.
In this event you will learn
What is the concept of embedded compliance?
How can financial institutions stay compliant?
Which use cases can we learn from?
Embedded compliance checks help to overcome these manual and error-prone compliance tasks.
In this event you will learn
What is the concept of embedded compliance?
How can financial institutions stay compliant?
Which use cases can we learn from?
Referenten
Dr. Nadine Wachter
Head Global Market Access, Credit Suisse
Speaker
Ralf Huber
Co-Founder, APIAX
Speaker
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